REGULATORY COMPLIANCE MANAGER M/F/D

☞ Hirschman Associates

View: 109

Update day: 07-10-2024

Location: Frankfurt am Main Hesse

Category: Finance / Bank / Stock

Industry: Staffing Recruiting

Position: Mid-Senior level

Job type: Full-time

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Job content

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.

We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client’s team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.

Tasks

  • Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the bank’s operations and develop strategies for compliance.
  • Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
  • Risk Assessment: Conduct regular risk assessments to identify areas of potential non-compliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
  • Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
  • Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
  • Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
  • Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.

Requirements

  • Bachelor’s degree in Finance, Business, Law, or a related field. Advanced degree or relevant professional certification (e.g., CAMS, CRCM) is a plus.
  • Proven experience in regulatory compliance within the financial services industry, with a focus on international regulations.
  • Strong knowledge of banking regulations, anti-money laundering (AML), and know-your-customer (KYC) requirements.
  • Excellent analytical and problem-solving skills.
  • Effective communication and interpersonal skills.
  • Ability to work collaboratively with cross-functional teams.
  • Detail-oriented with a high level of accuracy.

Benefits

  • Pension and BVV
  • Travel expenses
  • Lunch vouchers
  • Hybrid working model
  • Other company benefits

We are looking forward to your application!
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Deadline: 21-11-2024

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